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Retiree Jacob Richard Froess thought it was safe to invest his savings through the brokerage arm of his bank, but lost $14,000 before he could get his money out. Last month, he scored a difficult victory before an arbitrator with the Financial Industry Regulatory Authority, with help from attorney Mark Tepper. "To me, the greatest sound in the world is the sound of Goliath falling to his knees," says Tepper, a former New York prosecutor who moved to Fort Lauderdale, Fla., and now focuses on representing investors.
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